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State Street Bank
State Street Bank
location iconLocations: Kraków
level iconLevel: specialist
Senior Investment Compliance Analyst , Associate-2
Location: Kraków

Who we are looking for

Senior Investment Compliance Analyst will be responsible for monitoring compliance results on client portfolios related to Regulatory and Investment Manager (IM) mandates. Utilizing State Street’s Investment Compliance & Reporting platform, the qualified candidate will complete the research, analysis and reporting to ensure portfolios are in compliance with their investment restrictions.

Why this role is important to us

The team you will be joining is a part of State Street Global Services (SSGS). SSGS gives asset owners and managers access to the essential financial tools they need to deliver effective investment solutions. From core custody, accounting, fund administration and shareholder recordkeeping, to complete operations solutions and servicing for alternative assets like OTC derivatives, private equity and real estate, SSGS’ tools help our clients make better investment choices and act on growth opportunities.

Join us if making your mark in the financial services industry from day one is a challenge you are up for.

What you will be responsible for

As Senior Investment Compliance Analyst you will

  • REVIEWING WORK AND ASSISTING TEAM SUPERVISOR

    Point of expertise for complex breach analysis

    Review all reporting produced by the Associates

    Liaises with internal clients and supporting departments for the purpose of obtaining key inputs

    Performs special projects and other tasks as assigned by the Team Supervisor

    Assists Team Supervisor in implementing new procedures and controls

    Maintaining and fostering a team environment

  • MONITORING INVESTMENT COMPLIANCE

    Investigate violations on the automated compliance monitoring system

    Record findings of investigation on the system

  • DATA CONTROL CHECKS

    Compare and confirm accuracy of fund data as it appears in the system

    Advise data teams of any discrepancies in a timely fashion

    Ensure agreed timelines are adhered to

  • REPORTING

    Generate and attach reports as required in a timely manner

    Ensuring data is accurate and ready for client use

  • ORGANISATION

    Demonstrates good time organizational skills in order to meet deadlines

    Maintains systematic filing practices

    Ensure that daily work load is allocated appropriately

  • TRAINING AND PERSONAL DEVELOPMENT

    Take responsibility for personal development and training.

    Provides direction and training to staff in the course of their day-to-day work and provides guidance and an adequate source of help for questions.

    Actively participates in the development of new hires in the team. Supports and guides them in the knowledge of all technical aspects of the work, as well as in the work organization.

    Actively participate in the appraisal process by completing a self-evaluation and suggesting appropriate development.

What we value

These skills will help you succeed in this role

  • Takes Ownership and Initiative
  • Ensures accuracy and quality
  • Provides outstanding service
  • Communicates Effectively
  • Displays Insight & Influence
  • Fosters Collaboration and Teamwork

Education & Preferred Qualifications

  • Accountancy/Law or Business/ IT related degree (preferred)
  • Excellent analytical and mathematic skills
  • Knowledge about financial services, securities sector and capital markets
  • Accuracy and ability to work to tight deadlines
  • PC literate and competent in use of spreadsheets and word processing
  • Very good understanding of investment compliance processes
  • Independence in solving complicated cases in the field of compliance investment processes
  • Strong problem-solving skills
  • Experience utilizing Bloomberg
  • Experience in working with legal documentation in English
  • Ability to establish and maintain professional contacts and relationships within the company
  • Excellent English

Additional requirements

Minimum 1 year experience in investment compliance (preferred) or fund industry.

About State Street

What we do. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation we’re making our mark on the financial services industry. For more than two centuries, we’ve been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.

Work, Live and Grow. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary in locations, but you may expect generous medical care, insurance and savings plans among other perks. You’ll have access to flexible Work Program to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.

Inclusion, Diversity and Social Responsibility. We truly believe our employees’ diverse backgrounds, experiences and perspective are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome the candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift program and access to employee networks that help you stay connected to what matters to you. State Street is an equal opportunity and affirmative action employer.

This job is no longer available

Recruitment process for this position has ended.

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Details

  • iconAnalytics & Reporting, Banking
  • iconEnglish
  • iconKraków, małopolskie

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