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location iconLocations: Wrocław
level iconLevel: specialist
Investor Protection Project Manager

Investor Protection Project Manager



Global Wealth Management

Job Reference #




Job Type

Full Time

Your role

Are you a highly motivated and capable individual? Do you enjoy working in a diverse environment? Do you want to strive for impact in the area of UBS Global Wealth Management? Comprehensive regulatory sustainable finance initiatives as well as continuous enhancements in existing investor protection regulations (MiFID II, PRIIPs, etc.) require changes across several aspects of the Client Experience value chain. To further develop our project delivery capability in the team we are looking to hire a Regulatory Change Manager.

Key Responsibilities:

• lead regulatory and risk impact assessments: conduct gap analysis, outline impacted processes & tools, align legal and location views as needed, define program scope (legal entity scope, regulation scope), ensure remediation tracking/traceability
• lead requirement specifications: manage and document business requirement specifications in close collaborations with subject matter experts from business, legal, C&ORC and product, process & tool owners
• manage project implementation phase, ensure end-to-end business testing, training & communication and post go-live support
• maintain oversight on deliverables across the program lifecycle (Requirements/Scope Management, Change management, Sign-off process and Reporting)
• ensure the project is managed according to UBS Project Management Framework (PMF) standards
• support preparation and documentation of work stream meetings
• prepare presentations for senior management and/or governance meetings
• facilitate ad-hoc topics in investor protection area (deep dives, read across, provide expert knowledge to EEA locations)

Your team

You’ll be working in the multi-functional team for Wealth Management RA&C (WM Risk Assessment and Change) in Wroclaw and Zurich. WM RA&C provides best in class, effective and efficient risk management support, regulatory implementation and defined front office mandates which enable the business division (Global Wealth Management) to deliver on its client promise/value proposition.

UBS Global Wealth Management provides comprehensive financial services to wealthy private clients around the world – except those served by Wealth Management Americas. UBS is a global firm with global capabilities, and Global Wealth Management clients benefit from the full spectrum of UBS’s global resources.

Your expertise

• at least 2-3 years of relevant professional experience
• proven experience in project management and business analyses, especially in financial institutions or banking industry
• a results-oriented approach, with a proven track record in project management and reporting involving multiple stakeholders
• proactive and independent working style, good organizational and time-management skills
• very good analytical and conceptual skills
• pleasing personality with strong interpersonal skills
• proficient in MS Office (Excel, PowerPoint) and SharePoint
• flexible to undertake a variety of assignments as required and able to work in a diverse environment (hands-on team player)
• excellent communication skills to present complex topics in a succinct manner; fluent in English (oral/written) while German, Italian or French will be an asset


About us

Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?

Join us

We're a truly global, collaborative and friendly group of people. Having a diverse, inclusive and respectful workplace is important to us. And we support your career development, internal mobility and work-life balance. If this sounds interesting, apply now.

Disclaimer / Policy Statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Please submit your application in English

You are kindly requested to include the following clause in your application: "Wyrażam zgodę na przetwarzanie moich danych osobowych zawartych w ofercie pracy dla potrzeb procesu rekrutacji zgodnie z ustawą z dnia 27.08.1997r. Dz. U. z 2002 r., Nr 101, poz. 923 ze zm."


  • iconProject Management
  • iconEnglish
  • iconWrocław, dolnośląskie

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