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location iconLocations: Kraków
level iconLevel: specialist
Trade Surveillance Monitoring Analyst

Trade Surveillance Monitoring Analyst



Corporate Center

Job Reference #




Job Type

Full Time

Your role

Do you have an interest in financial markets, how they operate and how they can be exploited? Do you know how to maintain independence and objectivity?

We are looking for someone like you to be a part of our IB Trade Surveillance Team. You will be responsible for:

• performing day to day automated surveillance of cash equity, exchange-traded derivatives and other trading activity using industry leading surveillance tools such as SMARTS/Actimize
• analysing alerts thoroughly and closing out in a timely manner to ensure that issues are identified, investigated and escalated where necessary
• challenging alert design and effectiveness by contributing to periodic reviews to maintain an accurate and effective program
• collaborating regularly with other Group Compliance, Regulatory & Governance (GCRG) areas, including the other Global Surveillance functions, Business Aligned Compliance, Regulatory Investigations and other areas as required
• staying informed of market news, trends and regulatory updates and developments

Your team

You’ll be working in Trade Surveillance Team in Zabierzow near Krakow. Our team monitors automated alerts generated against orders and trades to identify potential instances of market abuse (insider dealing, market manipulation). As a trade surveillance specialist you'll play an important role in seeing that market abuse and misuse of sensitive UBS or client's information is prevented and that internal policies are complied with safeguarding UBS's reputation against legal and regulatory risks.

Your expertise

• Bachelor or Master degree, preferably finance related
• understanding of securities markets microstructure and main trading mechanisms, and the regulatory environment, particularly related to market abuse
• excellent written and spoken English
• very good communication skills
• strong attention to detail
• proven experience ideally in a Trade Monitoring/Surveillance team, or control function (e.g. Middle Office / Finance) would be an advantage
• proficient with Microsoft Office program (particularly Excel)
• strong analytical skills, with an ability to analyse intraday stock and market patterns
• an ability to prioritize own workload and to work in a team, but also able to complete tasks independently

About us

Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?

Join us

We're a truly global, collaborative and friendly group of people. Having a diverse, inclusive and respectful workplace is important to us. And we support your career development, internal mobility and work-life balance. If this sounds interesting, apply now.

Disclaimer / Policy Statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Trade Surveillance Monitoring Analyst | UBS - Experienced professionals - job boards

Please submit your application in English

You are kindly requested to include the following clause in your application: "Wyrażam zgodę na przetwarzanie moich danych osobowych zawartych w ofercie pracy dla potrzeb procesu rekrutacji zgodnie z ustawą z dnia 27.08.1997r. Dz. U. z 2002 r., Nr 101, poz. 923 ze zm."

This job is no longer available

Recruitment process for this position has ended.

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  • iconAnalytics & Reporting
  • iconKraków, małopolskie

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