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location iconLocations: Kraków
level iconLevel: specialist
time iconWorking hours: Full time
Senior Auditor – Operational Risk Control

Senior Auditor – Operational Risk Control



Group Functions

Job Reference #




Job Type

Full Time

Your role

Are you a sharp evaluator of risk? Can you investigate complex situations and propose solutions? We’re looking for someone like that who can:
• plan, manage and execute global and cross-divisional audits of Compliance and Operational Risk Control (C&ORC) functions, including but not limited to Monitoring & Surveillance
• conduct comprehensive ongoing and forward-looking assessments of the firm's compliance and operational risks
• identify and evaluate the effectiveness of controls designed to address those risks, and provide practical, innovative, and value-added solutions to any issues identified
• use data analytics to better assess inherent risks and challenge risk assessments and adequacy of control environment during audit executions
• communicate audit findings, verbally and through high quality written reports, for UBS senior management at local, global, functional and Group levels
• develop and maintain relationships with senior management in C&ORC
• engage with internal and external stakeholders for monitoring, issues or remediation themes identified.

Your team

You will be working in the Group Compliance, Regulatory & Governance (GCRG) audit function within Group Internal Audit (GIA) in Krakow, Poland.

With over 400 auditors across 21 offices in 15 countries, GIA's role, as an independent function, is to support UBS in achieving its strategic, operational, financial and compliance objectives. We do this by assessing key processes as well as governance, risk management and the control environment within all business divisions and corporate center functions globally. We are independent in our work and report directly to the Chairman of the Board of Directors and the Audit Committee. We are a talent powerhouse that attracts and develops the best people, driving career growth in- and outside the department.

Your expertise

• strong experience in audit or internal control function areas within the financial services industry
• experience of second line of defense controls over operational risks and/or over compliance risks
• good knowledge of controls, risk events management, risk appetite framework and risk self-assessments and the related financial industry regulatory environment
• strong communication and networking skills to perform ongoing risk assessments with management and convey audit findings
• strong analytical skills and are able to identify key risks within a variety of transaction processes and critically challenge information
• data analytics experience, including tools such as Alteryx
• experienced in building relationships with senior management
• flexible and committed team player, experienced in executing global audits.

About us

UBS is the world’s largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?

Join us

From gaining new experiences in different roles to acquiring fresh knowledge and skills, at UBS we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves.

Ready to be part of #teamUBS and make an impact?

Disclaimer / Policy Statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Please submit your application in English

You are kindly requested to include the following clause in your application: "Wyrażam zgodę na przetwarzanie moich danych osobowych zawartych w ofercie pracy dla potrzeb procesu rekrutacji zgodnie z ustawą z dnia 27.08.1997r. Dz. U. z 2002 r., Nr 101, poz. 923 ze zm."


  • iconAnalytics & Reporting, Audit, Banking
  • iconEnglish
  • iconKraków, małopolskie

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