Who we are looking for
This position is perfect for an individual who has expertise in compliance, business control or audit functions within the Financial Services sector, who possesses strong attention to detail and coordination capabilities, and who thrives in a fast-paced environment. It is a role from which a successful candidate may develop a career further in Compliance or in other risk and control areas.
Corporate Compliance supports the Board of Directors, senior management of State Street Corporation, and its affiliates in their responsibility to comply with laws and regulations applicable to State Street’s global business activities and functions. The Compliance Department is an independent control function part of the Second Line of Defense (SLOD).
Why this role is important to us
The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. To make that happen we need teams like yours to help navigate employees and the organization as a whole. In your role you will strive for cutting-edge solutions, that are straightforward and scalable. You will help us build resilience and execute day to day deliverables at our best.
Join us if making your mark in the financial services industry from day one is a challenge you are up for.
What you will be responsible for
As Senior Compliance Risk Analyst you will
- Work in conjunction with other Compliance team members as well as business partners and external parties as needed to identify and document the risk, determine the risk categories and potential risk areas, -products and procedures of the bank considering all policies/regulations/guidelines.
- Maintain and continuously develop knowledge around core regulatory requirements of the EU, products of business units, applicable financial markets, industry trends and key technology in use by the business units.
- Support the management and compliance team in the development of a dynamic risk assessment, implementation and ongoing review.
- Liaise with their Compliance colleagues all over the globe to share and complete deliverables.
- Review the control framework for risk mitigation with the business and the management
- Documentation of the assessed risk and communication of recommendations for compliance strategies based on accurate identification of the potential regulatory risk, business risk, franchise risk, reputational risk and emerging risks
- Act as primary contact/coordinator on the bank’s risk analysis for regulatory exams and investigations
- Exercise discretion and judgment with regard to matters of significance, such as supporting production of management reporting, including but not limited to data collection, qualitative and / or quantitative analysis, formatting and quality assurance
- Share in the establishment/implementation of compliance training and education programs to keep business personnel apprised of the components of the compliance risk analysis (inclusive of new employee induction training)
What we value
These skills will help you succeed in this role:
- Excellent critical thinking skills
- Ability to communicate with and appropriately influence all levels of management
- Excellent interpersonal, communication (written and verbal), and presentation skills
- Excellent project management and organizational skills
- Strong customer focus
Education & Preferred Qualifications
- MA/ MSc/ BA/ BS (or equivalent experience) in a related field
- Minimum of 5-6 years relevant work experience with risk, compliance, legal or audit functions within the financial services sector preferred
- Verbal and written fluency in English
- Employee savings plan;
- Premium life insurance package;
- Gold medical package;
- International operating environment;
- Language classes;
- Soft skills trainings;
- Technical workshops;
- Development sessions with a mentor;
- Diversity of opportunities across a range of challenging and highly complex activities;
- Technical or leadership career pathway.