Investment Compliance Junior Specialist with German
BNP Paribas Securities Services is a wholly owned subsidiary of BNP Paribas specialising in the administration and protection of financial securities for institutional investors, financial intermediaries and major companies worldwide. We have local expertise in 36 markets and a global reach covering more than 90 markets.
As leading global custodians, we serve a range of clients such as fund managers (including alternative funds), insurance companies, sovereign-wealth funds, pension funds, brokers and investment banks, commercial banks, major companies and issuers.
The Warsaw office was established in 2008 and comprises two business lines:
International Operations Centre (IOC) providing asset and fund services for a number of locations across Europe.
Custody & clearing services offering broker-dealers, global custodians and investment banks a full clearing, settlement and custody solution in Poland and other markets.
Main Overall Tasks:
- Carry out compliance operations on the funds in order to ensure that fund’s assets comply with legal and investment policy requirements
- Perform investment compliance controls using a dedicated IT tools and/or checklists
- Analyse and document reported investment compliance exceptions
- Identify and qualify investment compliance breach including the origin of the incident
- Participate to internal reporting activities to measure the quality of Depotbank operations
- Support improvements of provided services by increasing their accuracy or convenience (e.g. manual steps limitations)
- Administer the effectiveness of daily operations in your area
- Guarantee the escalation of problems to direct manager
- Cooperate on the delivery operational service levels agreed with clients, internally and externally
- Comply with regulatory requirements and internal guidelines
- University degree (Finance, Economics, Law), equivalent professional experience would be considered as an advantage
- Basic knowledge of the investment funds industry and securities market
- Fluency in German and English is mandatory,
- Very good knowledge of PC applications (Word, Excel, PowerPoint) and knowledge of financial applications (Bloomberg, etc.) would be considered as an advantage
- Solid analytical and problem solving skills
- Highly accurate, dedicated to quality and stress resilient
- Stable employment, with full-time job contract
- Six Career Paths to choose from
- Complex on boarding and induction programme
- Trainings, co-financed language courses, professional certifications and post-graduate studies
- Flexible working system, 50% working from home
- Private medical package
- Life insurance
- Employee Pension Plan
- Sports Card
- Lunch Card
- Cafeteria Platform
- Modern, eco-friendly office located near Metro Daszyńskiego station
Attractive benefits package
- Private medical care
- Life insurance
- Sports card
- Additional benefits to choose from the Cafeteria Platform
- Lunch card
- Co-funding of language courses and many more
BNP Paribas promotes equality of opportunity and is committed to ensuring that no individual is discriminated against on the grounds of age, disability, gender reassignment, marriage or civil partnership status, pregnancy and maternity, race, religion or belief, sex or sexual orientation.
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BNP Paribas Securities Services S.K.A. Oddział w Polsce
ul. Wronia 31, 00-846 Warszawa