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location iconLocations: Kraków
level iconLevel: specialist

ROCC - Risk Specialist

India, Poland

Compliance, Outsourcing / Offshoring, Risk

Group Functions

Job Reference #



Kraków, Mumbai, Pune

Job Type

Full Time

Your role

As a key person for Third Party Risk Management (TPRM) Function you are driving TPRM outsourcing related activities and initiatives. You have an analytical mind and strong attention to detail.
You like to coordinate delivery and know how to talk to all kinds of different people.

Your responsibilities include (but are not limited to):

• operate as a Subject Matter Expert and escalation point for Regulatory Outsourcing Compliance Check (ROCC);
• support Business Functions and Control Functions in performing their due-diligence and approval duties in the ROCC process;
• analyze and assess the documents within Regulatory Outsourcing Compliance Check to ensure data quality standards are met and are in line with Third Party Risk Management policy and procedures;
• coordinate internal control activities regarding Outsourcing initiatives of UBS;
• provide central guidance and training for the business functions and control functions on Regulatory Outsourcing Compliance Check;
• coordinate ad hoc requests and support query resolution;
• support relevant Third-Party Owner and their teams to ensure Third Party Risk Management processes and ad-hoc requirements are performed in a timely and accurate manner.

Your day-to-day work will include supporting the Business Functions in the Regulatory Outsourcing Compliance Check process. You will be working closely with Contract Managers and Control Functions (Data Protection Office/ Compliance / Divisional Securities Officers) to ensure that outsourcing initiatives are fully compliant with UBS and Regulatory standards as well as to enable the Business Functions to execute initiatives in line with their business plans.

Your team

You will be working as part of the Third-Party Risk Operations Team, in the UBS office in Krakow, Pune or Mumbai . As part of this team, you will have the opportunity to engage with stakeholders and team members locally and all over the world.

Your expertise

Your expertise:
• bachelor’s degree or international equivalent;
• a minimum of 3-5 years working experience, preferably in a similar role and/or regulatory and risk management with a strong background in the financial industry;
• excellent communication skills. You should be able to interact well with business stakeholders at various levels of seniority;
• excellent written and spoken English and good knowledge of the Microsoft Office suite Strong project, communication, and leadership skills;
• you're a good team player with analytical ability to provide practical solutions for minimizing risk;
• you're well organized, detail oriented, with the ability to collect data, coordinate tasks and lead projects;
• comfortable taking the lead, but not hesitant to bring in the expertise of colleagues to help the team;
• able to build and maintain strong relations with stakeholders;
• flexible and have a "can do" attitude.

About us

UBS is the world’s largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?

How we hire

This role requires an assessment on application. Learn more about how we hire:

Join us

At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?

Disclaimer / Policy Statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Please submit your application in English

You are kindly requested to include the following clause in your application: "Wyrażam zgodę na przetwarzanie moich danych osobowych zawartych w ofercie pracy dla potrzeb procesu rekrutacji zgodnie z ustawą z dnia 27.08.1997r. Dz. U. z 2002 r., Nr 101, poz. 923 ze zm."


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