Who we are looking for
The State Street Bank International GmbH Global Markets Compliance team seeks Compliance Officer to support the oversight of and provide advice and guidance related to the suite of products & services provided by the State Street Bank International GmbH Global Markets (SSGM), Global Treasury (GT) and Global Credit Finance (GCF) divisions. The main responsibility is to assist in delivering the advisory Compliance Program for the State Street Bank International GmbH Global Markets, Treasury and Credit Finance divisions, as well as the specific underlying business units.
In addition, the position is part of the broader Global Markets Compliance team.
This role can be performed in hybrid model (2-3 days per week in the office).
Why this role is important to us
The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. To make that happen we need teams like yours to help navigate employees and the organization as a whole. In your role you will strive for cutting-edge solutions, that are straightforward and scalable. You will help us build resilience and execute day to day deliverables at our best. Join us if making your mark in the financial services industry from day one is a challenge you are up for.
What you will be responsible for
As Global Markets Compliance Officer m/f/d you will
- Assist in delivering the advisory Compliance Program for the State Street Bank International GmbH Global Markets, Treasury and Credit Finance divisions, as well as the specific underlying business units
- Provide support to the Compliance team in the analysis and interpretation of policies and regulations as it aligns with the corresponding business units. This includes new regulations being implemented that affect the business units
- Provide challenge to the business in regard to regulatory adherence; this includes communication of required corrective actions to senior management
- Identify and escalate any potential and/or actual breaches of firm or regulatory requirements, and, if so, assist in the development and/or implementation of remedial actions required.
- Be responsible for support in drafting and maintaining policies and procedures, as well as corresponding training
- Deal with general regulatory queries from staff
- Cooperate with broader Global Markets/Global Treasury and Global Credit Finance Compliance team
- Work on Business Line and/or Compliance related projects as assigned
- Actively participate in the review of new business initiatives, products and services, including Requests for Proposal and marketing materials to ensure regulatory compliance requirements are addressed, as applicable
- Prepare business for and assist with regulatory and third party examinations as well as lead direct interactions with regulator
- Provide regulatory support to State Street Bank International GmbH´s Compliance network with regard to the impact of EU legislation
What we value
These skills will help you succeed in this role
- Excellent interpersonal, organizational, communication and team-working skills
- Strong analytical skills, excellent oral and written communication skills
- Attention to detail, project management and organizational skills
- Aptitude to work both independently and collaboratively, manage multiple simultaneous tasks in a high-pressure, deadline-driven environment
Education & Preferred Qualifications
- Bachelor’s degree, Masters or other advanced degree preferred
- Minimum 3 years’ experience in financial services preferably within a compliance function
- Have a strong understanding of policies, procedures and controls
- Good regulatory understanding (especially MiFID, MAR requirements)
- Ability to make independent decisions, develop creative solutions to problems and manage implementation through to acceptance
- Assume ownership for the delivery of projects while also operating successfully in a cross-functional team environment
We offer
- Hybrid working model
- Flexible working time
- Work from home days might be possible depending on the role
- Depending on legal entity 37,5 or 40 working hours per week
- Pension plan offering
- Wellbeing & health programs (anonymous Employee Assistance Program, PME Family Service, trainings)
- Group accident insurance
- Mentoring program
- Regular performance reviews and structured performance management
- Personal development possibilities and extensive web based training catalogue
- Free German and English language classes
- Global Inclusion, Global Outreach and Corporate Citizenship programs
- Dynamic, diverse, international, and multicultural working environment with English company language