from Ukraine
See my story
from Portugal
See my story
from Colombia
See my story
from Italy
See my story
from Mexico
See my story
from Denmark
See my story
beign your career journey with accenture

Securities Services (BNP Paribas S.A. Oddział w Polsce)
Compliance Expert
Securities Services (BNP Paribas S.A. Oddział w Polsce)
location iconLocations: Warszawa
level iconLevel: specialist
Compliance Expert

BNP Paribas Securities Services is a wholly owned subsidiary of BNP Paribas specialising in the administration and protection of financial securities for institutional investors, financial intermediaries and major companies worldwide. We have local expertise in 36 markets and a global reach covering more than 90 markets.

As leading global custodians, we serve a range of clients such as fund managers (including alternative funds), insurance companies, sovereign-wealth funds, pension funds, brokers and investment banks, commercial banks, major companies and issuers.

The Warsaw office was established in 2008 and comprises two business lines:

International Operations Centre (IOC) providing asset and fund services for a number of locations across Europe.

Custody & clearing services offering broker-dealers, global custodians and investment banks a full clearing, settlement and custody solution in Poland and other markets.

Key Responsibilities:

  • Ensure that various activities exercised are organized and executed in accordance with requirements of applicable regulatory framework, professional and ethical standards, as well as with the instructions, policies and procedures issued by Central Compliance teams
  • Participate in outsourcing process (feasibility study, SLA review, RAF review), proactively interact with business representatives and other supporting functions and advice on topics related to Compliance as necessary
  • Organize permanent system of Compliance market watch (excluding legal and tax)
  • Provide support related to Financial Security topics (incl. KYC and AML) to local MLRO
  • Act as Compliance point of contact and coordinator for risk management and control framework related process, ensure all required tasks are properly fulfilled, circulate and promote best practices in terms of risk management and control framework
  • Act as a Compliance point of contact and coordinator for Banking and Fiscal Regulatory Program related issues (including FBL and Volcker Rule)
  • Act as local Compliance FATCA and AEOI, DAC6 and QI Correspondent
  • Conduct compliance training and awareness sessions

Regulatory subjects:

  • Provide support, advice and opinions to Head of Compliance and other Compliance representatives in the process of implementation of regulatory projects into the local framework
  • Coordinate the Regulatory Watch Process for CIB Branch in Poland and contribute to the latter
  • Manage local Regulatory Reporting Inventory for the entity
  • Coordinate periodical Control Plans, annual Compliance Risk Assessment campaign and appropriate reporting to Central Compliance teams and local Management and to regulators

Key Competencies:

  • Fluent English
  • Legal and risk management background
  • Experience in Compliance matters
  • Knowledge of key Compliance regulations (Polish, UE and international) related to financial market, capital market, investment fund, data protection, banking law and regulatory recommendations
  • Knowledge of financial markets (banking, securities, investment funds)
  • Experience in the area of Financial Security, incl. KYC and AML
  • Experience in the areas of supervision, investigation and control systems
  • Detail-oriented, reasonable, upright person with strong ability to response to business and regulatory needs/changes

What we offer:

  • Complex on boarding and induction programme
  • Trainings, co-financed language courses, professional certifications and post-graduate studies
  • Flexible working system, 60% working from home
  • Private medical package
  • Life insurance
  • Employee Pension Plan
  • Sports Card
  • Lunch Card
  • Cafeteria Platform
  • Modern, eco-friendly office located near Metro Daszyńskiego station

Attractive benefits package

  • Private medical care
  • Life insurance
  • Sports card
  • Additional benefits to choose from the Cafeteria Platform
  • Lunch card
  • Co-funding of language courses and many more
BNP Paribas promotes equality of opportunity and is committed to ensuring that no individual is discriminated against on the grounds of age, disability, gender reassignment, marriage or civil partnership status, pregnancy and maternity, race, religion or belief, sex or sexual orientation.
Please attach the below clause to your application:
I hereby give consent for my personal data included in my application to be processed for the purposes of the recruitment process under the Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data, and repealing Directive 95/46/EC (General Data Protection Regulation) introduced into the Polish law with Data Protection Act of 10 May 2018 (Dz. U. 2018 poz.1000 as amended). I acknowledge that I have the right at any time to view, to amend or correct and to request to erase my personal data.

Find us on:          

Get to know more about us on:

See you soon :)

BNP Paribas Securities Services S.K.A. Oddział w Polsce
ul. Wronia 31, 00-846 Warszawa

This job is no longer available

Recruitment process for this position has ended.

Jobs that may interest you:


  • iconBanking, BPO/SSC
  • iconEnglish
  • iconWarszawa, mazowieckie

Company profile

  • About us
  • Job offers

Do you want to be always up to date?

Create job alert and start getting similar offers directly to your mailbox!