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eCommunication Team Lead for UK/EMEA Compliance
location iconLocations: Kraków
level iconLevel: manager/director

eCommunication Team Lead for UK/EMEA Compliance



Group Functions

Job Reference #




Job Type

Full Time

Your role

Are you risk averse? Do you know how to maintain independence and objectivity?

We are looking for someone to take on team lead responsibilities for the UK/EMEA eComms monitoring team who can:

• act as a compliance and operational risk control subject-matter expert across all Business Divisions, supporting them in managing risk
• perform second-line-of-defence activities in relation to consequential risks
• ensure risk frameworks are designed well and operating effectively
• deliver independent risk assessment and reports that shed light on our risk profile
• provide business management with controls, tools, training, frameworks, information and insights required to manage risk

Your team

You will be taking on team lead responsibilities for the Electronic Communications Monitoring team in Krakow. We form part of the UK/EMEA Monitoring, Surveillance and Controls team within Group Compliance, Regulatory & Governance (GCRG).

Our primary role is responsibility for the monitoring of electronic communications on a cross divisional basis to ensure compliance with the following key compliance risks: Suitability, Market Conduct, Cross Border and Conflicts of Interest. The objective of our monitoring is to confirm there has been no abuse of sensitive UBS information or UBS's clients; that internal policies are complied with and to help safeguard UBS's reputation against legal and regulatory risks.

Diversity helps us grow, together. That’s why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients.

Your expertise

• experience in monitoring, risk management, risk control, audit or compliance
• experience in leading a team and/or ready for a stretch to lead a team which entails managing the program and ensuring oversight of team career progression
• demonstrate proactivity on upward interactions with LM and stakeholder as well as responsiveness to external requests from audit/regulators.
• an understanding of the regulatory environment and expectations, relevant regulations and codes of practice
• analytic, with the ability to provide practical solutions for minimizing risk
• result-oriented and assertive (you don’t shy away from challenging situations)
• organized and with ability to prioritize tasks
• fluent in English
• other languages which would be beneficial for the role are French, Spanish, Italian, German or Russian

About us

UBS is the world’s largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?

Join us

At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?

Contact Details

UBS Recruiting Poland

Disclaimer / Policy Statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Please submit your application in English

You are kindly requested to include the following clause in your application: "Wyrażam zgodę na przetwarzanie moich danych osobowych zawartych w ofercie pracy dla potrzeb procesu rekrutacji zgodnie z ustawą z dnia 27.08.1997r. Dz. U. z 2002 r., Nr 101, poz. 923 ze zm."

This job is no longer available

Recruitment process for this position has ended.


  • iconFinance & Accounting
  • iconEnglish
  • iconKraków, małopolskie

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